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Don’t deal with unregistered intermediaries, as this would expose you to counter
party risk |
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Give clear and unambiguous instructions to your Broker / Sub–broker |
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Keep a record of all instructions issued to the Broker / Sub–broker. |
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Confirm with your Broker / Sub–broker whether delivery is in physical or demat form
before selling shares. |
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Don’t fall prey to promises of unrealistic high returns. |
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Don’t indulge in speculative trading, go by fundamentals. |
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Trade within your predetermined limits. |
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Use the Investors’ Grievance Redressal system of the Exchanges to redress your grievances
if any. |
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Understand the working of the Investor Service Cell for complaint against listed
companies / Brokers. |
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You can trade on your own through Internet based trading by registering with a Broker. |